As more and more Americans put their savings into mutual funds, these funds are now the primary investment vehicle for most Americans and account for over $5 trillion dollars in assets. Kojo speaks with a securities industry attorney and the “top cop” of the mutual fund industry, Director Paul Roye, of the Securities and Exchange Commission’s Division of Investment Managmenent.


  • Paul Roye Director of the Division of Investment Management at the US Securities and Exchange Commission
  • Bill Singer Attorney specializing in securities industry, partner at Singer Frumento in New York City


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